Interest in securities

Results: 658



#Item
311Interest in securities / Economy of Australia / Financial economics / Economy of Oceania / Securities / Australian Securities Exchange / Economy of New South Wales

Appendix 3Y - D Elphinstone

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Source URL: www.engenco.com.au

Language: English - Date: 2014-12-11 21:02:14
312Finance / Place of the Relevant Intermediary Approach / Uniform Commercial Code / Settlement / Repurchase agreement / Hague Securities Convention / Interest in securities / Collateral / Look-through approach / Securities / Financial economics / Business

Jurisdictional legal risk for collateral securities

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:05:20
313Credit default swap / Bond / Macroeconomics / Gross domestic product / Centimetre–gram–second system of units / Government debt / Cost of capital / Interest / Economics / Microeconomics / Corporate bond

7 June[removed]Absolute Bias in (Nominal) Commonwealth Government Securities

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Source URL: www.aer.gov.au

Language: English - Date: 2012-08-27 17:52:50
314Finance / Stock market / BNP Paribas / Structured product / Prospectus / Reverse convertible securities / Exchange-traded note / Investment / Financial economics / Securities

Structured product – Step Up Note[removed]years) in USD Half-yearly Step Up coupons more attractive than current market interest rates Subscription period: [removed][removed]Maturity: 3 years Guaranteed redemption

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Source URL: www.bgl.lu

Language: English - Date: 2015-02-12 03:16:07
315Money / Interest rates / Inflation / Federal Reserve / Banking / Central bank / Interbank lending market / Foreign exchange market / Credit channel / Economics / Macroeconomics / Monetary policy

Domestic securities markets and monetary policy in Latin America: overview and implications 1 Serge Jeanneau 2 and Camilo E Tovar 3 1.

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Source URL: www.bis.org

Language: English - Date: 2008-02-19 18:00:00
316Investment / Options / Mathematical finance / Contract law / Option / Open interest / Volatility / Exercise / International Securities Exchange / Financial economics / Finance / Technical analysis

Page 14 of 18 Exhibit 3 Report in Support of Extending the SPY Pilot Program

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Source URL: www.sec.gov

Language: English - Date: 2015-02-09 10:46:21
317Private law / Legal ethics / Legal professions / European Union / Markets in Financial Instruments Directive / Conflict of interest / Law of agency / Cyprus Securities and Exchange Commission / Board of directors / Law / Business / Business law

CONFLICTS OF INTEREST POLICY Conflicts of Interest Policy CONFLICTS OF INTEREST POLICY IronFX Global Limited (the “Company”), whose registered office is at 17, Gr. Xenopoulou,

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Source URL: www.ironfx.com

Language: English - Date: 2013-10-03 05:49:33
318Financial economics / Financial regulation / 73rd United States Congress / Self-regulatory organization / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / Securities regulation in the United States / Joel Seligman / United States securities law / United States Securities and Exchange Commission / Financial system

RETHINKING REGULATION WORKING PAPER SERIES Organized by THE KENAN INSTITUTE FOR ETHICS at Duke University Conflicts of Interest: Regulated Self-Regulation and the 1963 SEC

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Source URL: kenan.ethics.duke.edu

Language: English - Date: 2013-08-27 10:00:23
319Financial regulation / Economy of the United States / Business / Securities Exchange Act / Financial Industry Regulatory Authority / Securities Act / U.S. Securities and Exchange Commission / NASDAQ / Self-regulatory organization / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Federal Register / Vol. 70, No[removed]Monday, July 11, [removed]Notices necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. IV. Solicita

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Source URL: www.finra.org

Language: English - Date: 2013-04-11 15:26:27
320Financial regulation / Economy of the United States / Business / Securities Exchange Act / Financial Industry Regulatory Authority / Securities Act / U.S. Securities and Exchange Commission / NASDAQ / Self-regulatory organization / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Federal Register / Vol. 70, No[removed]Monday, July 11, [removed]Notices necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. IV. Solicita

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Source URL: www.finra.org

Language: English - Date: 2015-04-07 03:57:01
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